Benjamin Edwards In The News
WealthManagement.com
A jury partially ruled that a Massachusetts-based investment advisory firm (and its CEO) violated federal securities laws by not disclosing details about commissions from annuity products. However, the jury opted against finding the firm guilty of the most egregious fraud charges it faced.
Law360
Legislation pushed through Delaware's General Assembly last week has called into question dozens of corporate law precedents.
WealthManagement.com
The U.S. Supreme Court denied broker/dealer Alpine Securities’ attempt to immediately stop FINRA's pursuit to expel it from the industry.