The lead professors at pro bono law clinics who help retail investors pursue small-money claims hope a U.S. Securities and Exchange Commission-sponsored summit will inspire other universities to start their own clinics.

Tesla Inc. Chief Executive Elon Musk’s push to reincorporate the electric-vehicle maker in Texas after a legal defeat in Delaware may have broader implications for the company.

Opponents of newly proposed US Labor Department retirement advice standards are pushing state insurance regulators to fill in policy gaps of their own to boost their case for more lenient federal-level conduct requirements.

Oversight Chairman James Comer has attacked Hunter Biden’s business dealings for their opacity. But Comer’s own shell company is far from transparent.

Wall Street’s self-regulator tried to ban Alpine Securities Corp. from the industry after finding that it jacked up fees on customers by 60,000% and violated a cease-and-desist order 35,000 times. But the Utah-based brokerage firm isn’t going quietly.

America First Legal claims Target defrauded investors when it ran a Pride campaign. Courts need to sanction groups that file these money-draining, bogus suits.

A challenge to the U.S. Securities and Exchange Commission's powers to protect investors from fraud comes before the Supreme Court on Wednesday in another in a series of legal attacks against federal agencies that regulate financial markets.

Lower courts have decided the SEC’s power to seek penalties through in-house enforcement proceedings violates the U.S. Constitution. Another case pending against FINRA says it has too much power.