A Nevada school district's decision to hire a Trump-loving attorney who is also a failed Republican gubernatorial candidate is proving to be very costly.

Consumer advocates are readying themselves for a renewed battle with Wall Street over conflicted retiree financial advice as the US Labor Department prepares its latest fiduciary rulemaking project.

Observers questioned legal interpretations underpinning the Gilbert-assisted effort to change bylaws and the wisdom of hiring a firm without education expertise

Thrivent is prodding the SEC to respond to a 21-month-old rulemaking petition to allow securities-industry firms to arbitrate their customer disputes outside of Finra.

The Massachusetts Supreme Court ruling against the online trading app last month could create “more breathing room” for other states to follow through on their own fiduciary regulations.

Rookie speculators try to strike it big on short-term investments that often act like lottery tickets

Another bucket of cold water threatens the once-hot trend of amateur day trading

A July decision by the U.S. Court of Appeals for the D.C. Circuit could ultimately undermine the very core of FINRA's mission. Today, we are asking a fascinating question: Is FINRA unconstitutional? Recent decisions say...maybe?