The following is an outline of the review process that we follow when working with your unit.


Define Objectives and Methodology

  • Provide notification letter
  • Gather background information
  • Identify risks
  • Create review program


Entrance Meeting

  • Discuss planned review
  • Solicit Input
  • Explain timing and resources

Gather Evidence to Accomplish Objectives

  • Conduct interviews
  • Review documentation and processes
  • Test transactions and documentation


Exit Meeting

  • Discuss review results
  • Resolve questions and concerns
  • Discuss corrective action plan

Communicate Review Results

  • Provide draft report
  • Obtain corrective action plan
  • Distribute final report to appropriate individuals


Review Corrective Actions and Results

  • Interview staff
  • Review new processes and documentation
  • Perform review