The following is an outline of the review process that we follow when working with your unit.

Planning

Define Objectives and Methodology

• Provide notification letter
• Gather background information
• Identify risks
• Create review program

Fieldwork

Entrance Meeting

• Discuss planned review
• Solicit Input
• Explain timing and resources

Gather Evidence to Accomplish Objectives

• Conduct interviews
• Review documentation and processes
• Test transactions and documentation

Reporting

Exit Meeting

• Discuss review results
• Resolve questions and concerns
• Discuss corrective action plan

Communicate Review Results

• Provide draft report
• Obtain corrective action plan
• Distribute final report to appropriate individuals

Follow-Up

Review Corrective Actions and Results

• Interview staff
• Review new processes and documentation
• Perform review