| Judging
the Judges:
Should We Elect or Appoint Nevada Judges?
Justice & Democracy Forum Series
UNLV Center for Democratic Culture
William S. Boyd School of Law
Tuesday, December 10, 2002*
Evaluating Judicial Talent:
Surveying,
Ranking, and Promoting Judges
Session 1. 10:00 - 12:30 a.m.
Introduction
DMITRI SHALIN:
Welcome to the Justice & Democracy Forum Series, the conference
on "Judging the Judges: Should We Elect or Appoint Nevada Judges?" My name is Dmitri Shalin. I am director of the UNLV Center for Democratic
Culture which is sponsoring this public forum, along with the William
S. Boyd School of Law. Carol Harter, President of the University
of Nevada Las Vegas could not join us today. She asked me to share
with you this word of welcome:
I am pleased
to welcome you to the University of Nevada, Las Vegas, and the
William Boyd School of Law for the Judging Judges Conference.
We are delighted to host the inaugural conference here. I applaud
the efforts of the UNLV Center for Democratic Culture and the
Conference specifically, to address the important nonpartisan
issues of accountability, evaluation, and election of our judicial
officials. UNLV and the Center for Democratic Culture are dedicated
to promoting civic education and discussion through not only research
and scholarly exchange, but through community based programs like
this conference. On behalf of the entire UNLV community, we hope
you enjoy the Judging the Judges Conference, and your time on
our campus.
Now I would
like to recognize James Frey, Dean of the College of Liberal Arts.
JAMES FREY:
Thank you, Dmitri and welcome to all of you as participants in this
inaugural event. You're actually also participating in one of the
first events that's being sponsored by the newest one of the newest
-- centers on campus, the Center for Democratic Culture. Approved
by the regents here in August, and under the leadership of Dmitri,
the center is off and running with this conference and has several
coming programs planned. It's only fitting that the college of Liberal
Arts and the Center for Democratic Culture would bring up issues
of communication, intellectual discussions, and perhaps stir up
some controversy. Certainly we're all interested in civic education
and civic responsibility, the goals consistent with the agenda of
the College of Liberal Arts, where the Center is housed, as well
as the goals of the University. So let me welcome you again. I hope
this is the first of many programs that you will be attending and
participating in. I know you'll enjoy it. We have an outstanding
group of participants and panelists, and it will be -- it will be
a wonderful opportunity for an exchange and discussion. So once
again, welcome to UNLV, to the Boyd School of Law, and to the Conference.
Thank you.
DMITRI SHALIN:
I am a ready to turn the floor over to Jeffrey Stempel, who moderates
our first panel. But before I do so, let me briefly touch upon the
idea behind the Justice & Democracy forum series and the mission
of the Center for Democratic Culture. The forum and the center are
inspired by the notion that the process of democracy is as important
as its outcome. As James Madison and John Dewey pointed out, when
the process is unseemly, it matters little who wins. The results
are likely to be flawed, the scars will be slow to heal. When the
process is fair, it does not matter much who loses, because the
democratic process itself will have a heeling effect. The Justice
& Democracy Forum is a modest attempt to aid this heeling process,
to keep the dialogue going, to make sure we agree to disagree. The
forum offers a nonpartisan setting for exchanging partisan views.
It gives a fair hearing to all parties involved and expands the
room for the honest difference of opinion. If you disagree with
me, it does not mean that something is terribly wrong with you,
and if I am not swayed by your argument, it is not necessarily because
I am a moral midget or an intellectual nincompoop.
Our inaugural
forum is dedicated to the controversy surrounding judicial elections
and judicial evaluations. The first panel will focus in particular
on the survey of Nevada judges, although some presentations also
address the recent campaign for judicial offices. The second panel
deals primarily with judicial elections. Please watch for our upcoming
forums. The next one is on a contentious issue of tort reform, and
it is set for April 25, 2003. You might want to mark your calendar.
The one after that is on the "Demeanor of Democracy: Civility
in Public Discourse."
With this,
I turn the floor over to Professor Jeffrey Stempel, a distinguished
member of the UNLV community, who will introduce an illustrious
set of speakers at our first panel.
JEFFREY STEMPEL:
Thanks, Dmitri. Let me briefly introduce our panelists before beginning
with our first formal speaker. First, we have the Honorable Philip
Pro, judge of the United States District Court for the District
of Nevada. Judge Pro is a graduate of Golden Gate University Law
School. He became a U.S. Magistrate Judge at a very young age and
cut his teeth on one of the more complex cases of the modern era
in Las Vegas, the MGM Fire case. His work there was so impressive
that he came to the attention of the important decision makers that
select federal judges and has now been a District Judge since 1987,
more than 15 years. He's been a wonderful friend of the law school
and the CDC. Judge Philip Pro is speaking on judicial accountability
and independence from his perspective.
Judicial
Accountability and Independence: A Federal Judge's Perspective
Philip S. Pro
PHILIP PRO: One of the
advantages of going first is you don't have to respond to what everybody
else has to say. One of the disadvantages is you don't have an opportunity
to hear what others have to say and to provide any kind of commentary
or questions. But I think given my role here today it's really appropriate,
and of all the people involved in today's presentations, I'm probably
the person least qualified to address many of the issues that are
going to be considered by the panelists and you all today.
The subject
of my presentation is Judicial Accountability and Independence:
a Federal Judge's Perspective. And this topic affords me the opportunity
as well as, to a degree, the responsibility, to provide a frame
of reference or a backdrop, if you will, for the larger theme of
today's forum. Now at the outset, I should confess that as I approach
today's topic, I come from a perspective which is no doubt somewhat
different from that of the other panelists you will be hearing today.
I am certainly no expert on judicial elections or selection processes
in the state court system in Nevada or anywhere else. I've served
as a federal judge for over 22 years. Jeff mentioned my role as
a magistrate judge from 1980 forward, and in 1987, I received an
appointment from President Reagan and was confirmed by the Senate
for a lifetime appointment on good behavior under Article III of
the Constitution.
So unlike some
of the today's panelists you'll hear from, I've never stood for
popular election for a judicial office, and I don't have the personal
insights that many of our panelists may have regarding the merits
and the demerits of that particular process from a perspective of
one who has been there. I've never had important responsibility
for developing or conducting a fair or valid survey of judges. I've
never carried the responsibility for fairly reporting on candidates
for a judicial office, and I certainly have never attempted a scholarly
analysis on the subject, although I did publish one article on judicial
independence in February 1999 edition of the Nevada Lawyer. That's
about as close as I've gotten to that particular scholarly approach.
However, like
many of you, I have read surveys and reports that judicial elections
in the 39 states that permit them are very costly and often acrimonious.
I've read of the New York University's Brennan Center for Justice
Study of the state Supreme Court elections which occurred in 2000
in 33 states which found that judicial candidates raised campaign
contributions of 45.6 million dollars. I've read reports of the
recent American Bar Association which indicate that the majority
of Americans favor election of judges, but that 80 percent also
favor public financing in judicial elections.
I've also
read countless studies, including the October 2002 Harris Interactive
Poll, reported in this month's Federal Lawyer Magazine, which indicates
that the American public does not want it's judges to be too political,
but at the same time wants their candidates for judicial office
to announce their political views. And of course, like many of you,
I've also read the Supreme Court's recent opinion in Republican
Party of Minnesota v. White, which held that placing limits on the
ability of judicial candidates to announce their views on disputed
legal and political issues violates the First Amendment. Thus, although
I've read a lot of material on the subject of judicial elections,
and like every other citizen in this state have observed campaigns
for judicial office, I no doubt have less firsthand experience than
most of our other panelists here today to merit the expression of
a view on the pluses or minuses, the benefits or disabilities of
the various alternative methods of selecting or electing state judges.
I would therefore
like to frame the discussion that will follow this morning with
some thoughts relating to a subject I do have percipient firsthand
knowledge of -- the independence and accountability of those who
hold federal judicial offices. I will leave it to the panelists
who follow, and, of course, to you to consider whether and how these
concepts, as they apply within the federal judiciary, inform the
broader theme of today's forum concerning the selection or election
and evaluation of state judges in Nevada.
Now the concept
of judicial or decisional, as I prefer to call it and many writers
on the subject do, decisional independence is hardly new. One of
the fundamental purposes of our Constitution was to circumscribe
the scope of legislative and executive authority. But an independent
judiciary was seen as one important vehicle to enforce those Constitutional
limits.
Article III,
Section One of the Constitution provides that "judges shall
hold their office during good behavior." The entire point of
the good behavior tenure was to eliminate removal from the bench
on the basis of decisions which were objectionable to the political
majority or to the legislative and executive branches. We have only
to look at the Federalist Papers to see that lifetime tenure for
federal judges was the subject of considerable focus during the
ratification of the Constitution. The Federalist, Numbers 51 and
78, stress that permanent judicial tenure was essential to destroy
all sense of dependence on the Legislative and Executive branches
in making judicial decisions, and to ensure that federal judges
would protect the Constitution against inappropriate political encroachments.
Judicial independence
must, therefore, be viewed, not as an end in itself, but as a means
to promote impartial decision making, and to preserve the Constitution
against encroachments from the Executive and Legislative branches
and from the popular political will of the majority at any given
moment in time. Once judicial independence is understood as a means
to these ends, it becomes apparent that independence also requires
counter balance of accountability, otherwise an unaccountable judge
would be free to disregard the goals that judicial independence
is supposed to serve.
Recognizing
that judicial independence and judicial accountability are complimentary
concepts or allied concepts, the Constitution itself includes a
number of provisions that make the judiciary accountable to the
Legislative and Executive branches and hence to the electorate.
Congress of course has the power, through the impeachment process,
to remove judges it finds to have violated the good behavior standards
articulated in Article Three. Ironically, and as I expect many of
you in this room know, I came to the office I hold now in 1987 after
my predecessor was impeached and removed by Congress from office.
Yet we have, since the impeachment trial of Samuel Chase in 1805,
known that impeachment for judicial decision would not be tolerated
under our Constitutional scheme.
Working jointly,
Congress and the Executive have the authority to regulate the size,
the location and the jurisdiction of our federal courts. Congress
and the Executive together wield the power of the purse and control
the budgets available to the judiciary to perform their responsibilities.
Finally, and notwithstanding recent events which cause some to question
their political capacity to do so expeditiously, the President and
the Senate work together to appoint and confirm federal judges under
Article Three of the Constitution. Beyond this there are a myriad
of rules relating to judicial ethical standards and misconduct which
operate within the federal judiciary itself to address and sanction
inappropriate extra judicial conduct of federal judges.
However, what
the Legislative and Executive branches of Government and thus the
political majority do not have the power to do within the federal
judiciary, at least not directly, is to dictate or to influence
the decisions by a judge by means of real or imagined threats of
removal from office or some other adverse sanction such as diminution
of compensation. Now I don't suggest for a moment that the judicial
opinions, rulings of any judge or panel of judges in the federal
system should be immune from criticism or debate by the public,
the press, the Legislature, or members of the legal profession.
Reasoned debate regarding the judicial decisions is often helpful
and no doubt essential in a free society, and judges are not insulated
or not so insulated as to be unaware of the widespread dissatisfaction
with judicial decisions they might make. Indeed, in a great many
cases, the decisions of a judge may lead to legislative actions
which address or cure the effects of an unpopular decision of a
court or group of courts.
Do judges make
bad decisions? Of course we do. But not all the time. Hopefully
those in this room would agree with that. At least not all of us
all the time. Maybe some of us all the time. We are, as human beings,
sometimes given to error in our judicial decisions, naturally, and
hopefully these are errors which are correctable on appeal. And
we as judges are also cognizant of public dissatisfaction with some
rulings we make through either letters we receive or press accounts
or word of mouth. We're not literally an ivory tower immune to what
is said about things that we may issue in the form of opinions.
But imagine
for a moment a situation in which a judge, a sitting judge, actually
faces the risk of losing his or her judicial office because of an
unpopular decision, even though in the view of that judge, the contentious
view of that judge, that decision is mandated by the law and the
facts of the particular case. Should the prospect that a judge in
such a situation might compromise their judgment in order to remain
in office, not cause all of us some concern. Would such a scenario
not raise a legitimate concern about the ability of the judiciary
operating under such conditions to fulfill the important and independent
role originally intended under our Constitutional scheme of government?
I suggest that
once judges have compromised their oath of office by refusing to
enforce the law as they understand it to be in order to remain in
office, both the judge and the public confidence in the courts have
been irreparably diminished. In short, while criticism is not an
encroachment on the independence of the federal judiciary, the threat
of removal from office or some other sanction for an unpopular decision,
clearly would be.
Now I must
acknowledge that it's easier to focus on judicial independence and
accountability issues as they relate to the federal judiciary than
to address the same kinds of issues with regard to the far more
complex and varied state systems throughout the country. I don't
think you can simply lay the federal judicial system over each state
as a template by which to evaluate the conditions of the judicial
systems within each state for the very simple reason that the state
systems are different. It remains for the citizens of each state
to define what it is that they want from their courts and then to
determine how best to achieve those goals.
In preparation
for today's forum, I came across a recent collection of essays edited
by Steven Burbank and Barry Freedman, entitled Judicial Independence
at the Crossroads. This particular gathering of interdisciplinary
studies on judicial independence notes the wealth of different approaches
to judicial selection and retention employed in the various states
and discourages the temptation to bless one as correct thereby condemning
all others. The various authors note that within the American judicial
system, a variety of factors affect decisional independence and
judicial accountability. They note that, although the judicial selection
of retention process employed in the various states is important,
is an important part of the equation, we should take a broader look
at what it is expected from our various state court systems and
at what motivates and constrains the judges that serve.
In conclusion
when we talk about judicial independence and judicial accountability
of judges in Nevada, I suggest we must begin by asking ourselves
precisely what it is that we want our judges to be independent of,
and what we want them to be accountable for. Once we answer those
questions and define our goals, we can best determine how to advance
the goals through the methods of selection, appointment, election,
or retention of those state judges. In that context we can more
meaningfully assess whether judicial election reform is warranted.
We can better assess whether a shift to public financing of judicial
elections is desirable, whether judicial terms of office should
be extended as in the case of some states to say 10 or 12 years,
rather than 4 or 6 years. We can also address whether public judicial
surveys offer the best method of informing the voting public of
the qualifications of a particular candidate for judicial office,
or whether we should shift away from contested elections to an alternate
method of selection and retention of state judges.
These and other
questions to be addressed by today's panelists are worthy of serious
study because in the final analysis, our state courts, like every
other part of our government, is really what we make of it.
AUDIENCE MEMBER:
Judge, I realize that this is taking you off of the remarks that
you just made but since later on in the day we're examining the
difference between election and appointment as a process for selection
of judges, could you go back to 1987 and relate your experience
when you were nominated from that moment through the process, and
can you offer anything from that experience that might be implementable
into the state system?
JUDGE PRO:
Well, certainly the appointment process that federal judges go through
has evolved over the years, but it's always perhaps been fraught
with a potentiality for some contention. It's a process in which
when you are nominated by the President and awaiting the Senate
confirmation process, you go through a series of background checks
with the Federal Bureau of Investigation, Internal Revenue Service,
in those days -- the American Bar -- well, still, the American Bar
Association, and then you have your confirmation hearing before
the Senate, where you are probed on matters in your background,
which in the view of the Senate Judiciary Committee would test upon
your demeanor, your balance, your decision making ability to a degree,
and this would vary from time to time and environment to environment,
I think different philosophies.
In the case
of a sitting judge such as myself, I'd been a magistrate judge for
six and a half years, so I had a track record, if you will, of decisions
that I had authored that could be scrutinized pretty clearly, and
people could get an idea as to whether I had two heads or one, and
how I might perform as a U.S. District judge. So it certainly was
a rigorous process, it was, following Judge Claiborne, as I did,
that allowed for particular focus because of the circumstances of
his departure from office. And it became the subject of discussion
during my confirmation hearing, because it was the first time in
50 years somebody had kind of sat in that position.
But I also
went through before the confirmation hearings on Robert Bork for
the Supreme Court of the United States which, in the view of many,
kind of altered the way those confirmation hearings were conducted
as well. So I don't know that it really informs the situation as
to election. It's quite a bit different than standing for election,
there's no question about it, but those were my experiences.
AUDIENCE MEMBER:
Judge Pro, I'm not sure how this will impact the discussion today,
but it's certainly topical. You mentioned that the Congress's control
of the purse strings has an impact on the impact of the judiciary.
JUDGE PRO:
Yes, they have no budget right now. And I'm a new chief judge, and
I got handed the gavel by Howard McKibbon last month, and he said, "Congratulations, we have no budget," so --
AUDIENCE MEMBER:
But also, the topic of salaries that our federal judges are being
paid now and how they have actually eroded over the years, what
impact does that have, if any, on the independence of the judiciary?
JUDGE PRO:
Well, I think -- I would hesitate to say that it has. I don't think
I'd characterize what impact it has had on the independence, because
it does not affect the decisional independence of the judiciary.
What we've not received and what we sometimes don't receive or what
they call COLA's or cost of living adjustments that many people
get. There was an ethics reform act of 1989 that theoretically was
going to build that into the law, but it requires an affirmative
vote by Congress to waive a thing called Section 140, and Congress
is kind of reluctant sometimes to do that. Though oddly enough,
this year they gave themselves a COLA, and did not give it to senior
level Executive branch employees or federal judges. I think that
may be addressed early in the next Congress. I think what happens
in terms of salaries -- nobody's going to cry for a federal judge
that makes roughly what a Senator or Congressman makes, 150,000
a year, and is appointed for life.
At the same
time many people who come to the federal bench take substantial
cuts in pay to take that job. Others leave the bench because they
have several children or grandchildren to put through college and
cannot afford to stay, and [because they can] make far more in the
private sector, and still others are dissuaded from considering
or seeking federal judicial appointments because of the salary situation.
At the end of the day that affects a certain segment.
In truth, I
think most of us -- speaking for myself -- most of my career has
been focused on public service. I do that because that's what I've
wanted to do. I was never motivated to seek the most pay, if I was,
I wouldn't be doing what I'm doing. And I think that that's true
of, frankly, of a great many judges, not only federally but state
judges. I don't know anybody in public service who opts for that.
They make those choices. But it does have an adverse impact on attracting
people, on retaining people, and it can be a little frustrating.
AUDIENCE MEMBER:
Besides your salary, what other perks do you get like benefit package,
health care, retirement? Is yours considered the same retirement
as the people on Capitol Hill?
JUDGE PRO:
No. We don't get perks in terms of special insurance. We pay for
our health insurance, our life insurance, just like any other employee
of the federal government does, but under Article Three, the lifetime
appointment means that, in essence, you know, like the Pope, I sit
in that chair until I die. I hold my job until I die. Now [if] I'm
drooling and no longer able to perform, I literally step out of
my court, I may not be a judge. I may take what's called senior
status, reduce my caseload significantly. We have two senior judges
here in Nevada right now, and soon we'll have a third, and they
have a reduced caseload -- Judge George and Judge Leen, and soon
Judge Mahan.
Or you can
fully retire if you want to. And your salary continues for the rest
of your life. So that is the carrot on the stick, if you will. That
says, well, this is a pretty good retirement package. So you don't
have to, then, concern yourself with, you know, how your 401K is
doing or something else. So in that sense that's a perk. As to other
perks, there aren't many because I mentioned the Code of Judicial
Conduct that we have. I don't -- I don't go to hotels and take free
meals. I can't do that. I don't receive tickets to fights or concerts
or something. I can't do that because the Code of Conduct for Judges
really -- I won't say it literally prohibits it, but it's certainly
very strongly frowned upon. And so there are what people might imagine
as perks but really don't exist for members of judiciary.
AUDIENCE MEMBER:
Is there an age requirement, minimum age requirement to take retirement?
JUDGE PRO:
Yes. You have to meet what's called a Rule of 80. You have to be
at least 65 years of age. I'm 55 right now. I have to go 10 more
years. But your number of years in service plus your age must total
80. I'm technically eligible at 59. I will have served enough years
as an Article III judge, but I still can't take senior status until
I reach 65. So you have to go until you're 65. If I retire at age
64, 364 days, my retirement is zero. I don't get anything. So every
judge has to at least unless they become disabled and become eligible
for disability retirement.
AUDIENCE MEMBER:
Is there some position in your mind that the same system in place
for District appointed judges should be the same for Nevada state
judges? The reason we ask that is judicial accountability and independence.
There's such a completely different handling of a judge in your
position as there is for the rest of the judges on the panel. A
lot of us that are working towards the issue of judicial accountability,
our greatest concern is [that] judges judge judges. It's the old
saying the fox guarding the hen house. A lot of us have real serious,
grave concerns. How do you tie into your experiences, as a federal
appointee, with the state judges who are actually supposed to be
the judicial counsel and supposed to be responsive to actual complaints?
We see a big disparity here, very little in the way of accountability.
JUDGE PRO:
Well, I think you can well imagine coming from where I sit with
perspective that I come from, there's a natural reluctance I don't
want to sit here and attempt to offer opinions or pontificate about,
gee, this is what we do in the federal system. Everyone should do
this. I think my comments indicate that I'm not saying that at all.
I don't think you can take necessarily the way our Constitutional
federal system has operated for a long time, since 1789, and you
can just lay it over the state and say, "Ah, if you only do
this, your difficulties would be solved." I'm not suggesting
that in the least. I think you, and I think the people in this room,
and I think the other people on this panel, really have the responsibility
as citizens of the state for defining what it is you want your state
judges to be accountable for or independent of and as you define
that, as the state of Nevada defines that through it's Constitution,
the legislature, and if the people make those determinations, that
you are in a position to decide what can best achieve those particular
goals.
It may be that
an appointment process is desirable. It may be that -- what's called
-- and I hear about this from somebody -- modified Missouri plan
will be the kind of approach where there are retention elections.
Some states trying to assuage some of the concerns about financing,
I know, have looked at public financing of campaigns. Now, there
are probably legal issues about limits that could be put on that.
Other states have extended the time that judges serve in office
instead of four to six years, they get ten or twelve years to insulate
the judges from those concerns. If the point of view is, as it may
be, just the opposite, I want ever one of those judges to be politically
responsive to the electorate. Then I think you take an entirely
different approach and you probably would want elections, you know,
ever two years or or more frequently.
Somebody wins
and somebody loses in every suit, and people can -- particularly
when they've lost a case -- be very cynical about it, and I understand
that. And you know, I make decisions everyday that somebody wins
and somebody loses. I try to get it right, hope that I'm right.
I know. I have no illusions I'm always correct. I know that can't
be true and that there is an appellate process to try and correct
those mistakes or a legislative fix that can occur to correct those
mistakes. But I don't know that there's an easy answer to the concern
that you have, other than to some degree, yeah, we have it good,
however you might think.
AUDIENCE MEMBER:
Can you think of a couple of cases you've had cases that have been
political hot potatoes -- you've had some that have angered some
people or groups of people -- can you share with us a couple of
specific cases where, had you been a state judge, there might have
been organized opposition to you afterwards.
JEFFREY STEMPEL:
Can I just chime in for a second too. Judge Pro is perhaps a little
modest. He recently issued a ruling striking down the Nevada Supreme
Court's ruling prohibiting tradenames for lawyers. And that's an
issue where he has, if you will, ruled against the legal establishment.
Our next speaker
is Judge-Elect Jackie Glass, who will give a report on judicial
elections "from the trenches." And quite a trench it was
for her this past fall as she was the victor in what most observers
regard as the most fiercely contested judicial election of last
Fall. She defeated a sitting Judge (the Honorable Jeffrey Sobel)
in a campaign that involved substantial advertising, with a more
hard-hitting, adversarial tone than that found in most judicial
campaigns.
Jackie Glass
is a former news reporter, a criminal defense [lawyer working] as
a partner in the Law firm of Wolfson and Glass. She will take her
seat on the Clark County Eighth Judicial District bench in January
2003.
Running for Judicial Office: A Report
from the Trenches
Jackie Glass
JACKIE GLASS:
Thank you. I'm very happy to be here. I think it's a little different
doing this now than it was before. I'm -- I was pleased obviously
with the way the election came out, and I can tell you a little
bit about how that happened. When I first got the inkling, I guess
not last year but the year before, that I wanted to run, I told
my husband, who's my law partner, Steve Wolfson, and he said, "Okay,
let's talk about it." So we talked about it and at that point
I just decided that I was going to run. And we started asking around
about who handles political campaigns for judges.
I received
recommendations made to me, and, I don't know, some of you in the
media know who I had handling my campaign. It was Gary Gray of Gray
and Associates. Gary Gray and Mark Benoit handled my campaign. And
if you're going to run for office, and you're going to run for,
as far as I'm concerned, a seat as a judge, one of the smartest
things you can do is obtain a good political consultant to help
guide you. I've been a lawyer for 18 years. Before that, I was in
the media. And even though I was in the media, it really did help
to have someone who had the expertise in knowing how to handle a
campaign, to advise you.
So the first
thing that we did, or I did, was obtain a good consultant. And as
it progressed, I had somebody along the way tell me, "Whatever
Gary tells you, you listen to." And actually in looking back
at it, they were right. What that person did for me, what they did
for me, was develop a theme for the campaign, prepare me for dealing
with speeches and interviews and the press, advised me who to contact.
And you -- this is a very large county, Clark County is huge --
and to try to take on a countywide race [when you] never have been
in it before, is kind of a daunting task. You can't be everywhere.
You just can't be physically everywhere. I tried. But you can't
be everywhere. So based on their advice, I started making contacts
with other places. I was very fortunate in my situation. I was able
to campaign quite a bit during the last year. I actually had what
I considered to be an anniversary of my first public event, which
was November 2001. I went to a mayor's prayer breakfast. And I remember
that may be the first event that I went out and started meeting
people. That was in November. We aren't allowed to raise money until
240 days prior to the primary, so that was, I believe, January 7,
2001. So I started going places.
I'll give you
examples of some of the places that I went to. I went to the chamber
of commerce, the Latin chamber, the urban chamber, the Asian chamber,
and I went month after month after month until those people got
to know who I was. I went through the standards and policies every
-- the first Wednesday of every month, 7:00 in the morning. I spent
a lot of time with -- there's a lot of different groups that are
grass roots political groups. I went to their functions, and I met
people. And I shook the same hands over and over and over again
until these people got to know me.
I went to meet
the candidate functions. I went to parades. I went everywhere that
I could find a group. Now sometimes there were more of us candidates
than there were people to talk to, but I kept telling myself that
for every one person I might reach out to, they'll go back and tell
somebody, and maybe that person will tell somebody, and I really,
truly believe that a lot of all that grass roots that I did paid
off.
There was a
time during the race when it came to be primary time, I didn't have
a primary because there was only two of us in the race, and I got
phone calls from people asking me why wasn't I on the ballot, and
I'd go and get my hair done and my hairdresser would say, half of
my clients called asking why weren't you on that ballot. Where are
you? People are worried. Why aren't you there? And I was surprised
at that point that people were actually looking for me and wondering
where I was. And I thought this is a good thing for them to look
for me on the November ballot.
When I went
out and met people, people were so happy to actually meet the candidate,
particularly the judge candidates. The feedback I got was -- there
are so many people running for judge, we don't know the people who
are running for judge, so we appreciate you coming so that we can
see who you are and try to get to know something about you. I heard
that over and over and over again on the campaign. Going out to
meet grass roots, I loved it.
As a lawyer,
and I married a lawyer, I was insulated to a degree from much of
the world. You don't realize how insulated you are until you go
out and do something like this, and you start meeting all the people
out in the community who are actually doing very positive things.
Trying to make this community a better place, and that was really
a wonderful benefit of the experience.
One of the
things that the judges had to do in this election, and I suspect
it may change based on recent court decisions, the White case, which
is going to change I think some of the way the judges can talk on
issues because up to this point the judicial cannons prevent us
from talking about issues. So basically when you're dealing with
judge candidates, you're -- you're kind of getting who we are, and
we deal with issues such as work ethic and perhaps past feeling
on cases, and in some elections there were ethical discussions.
So it's hard to put -- there's not a lot to put out there as far
as issues.
So the endorsements
that the judge candidates receive turn out to be very important
because as a candidate, they kind of speak for you as to what the
various people in the community believe. So I was also very fortunate
during this election cycle that I got a substantial number of endorsements.
I filled out many forms, I went to many interviews, and I was well
received. And I prepared for those meetings, and I worked hard at
filling out my forms and making sure that they got all the information
that they needed. And that resulted in a lot of support out there,
which I also think helped in my success.
Let's talk
about the money. We have to. The only way to get elected -- well,
the only way I believe I could have gotten elected is by getting
my message out. And that was grass roots, and that was my media
campaign, and I know there are a lot of people who do not believe
in judges having to raise money. The people who give money to judge
races are attorneys, your families, and your friends. That's it.
Now raising money is not fun. I didn't enjoy that, but it was a
necessary part of the campaign because without the money, I couldn't
fund my media campaign.
One frequent
concern about elected judges is whether I can still be fair because
lawyer X gave me money and lawyer Y didn't give me money. I consider
myself to be an honorable person, an honest person, and have integrity.
And I believe in my heart that I can sit in a courtroom and make
decisions, and I'm not going to have a list [telling me] lawyer
A gave me money and lawyer B gave me money. You base your decisions
on fact and the evidence and the law. And that's exactly what I
plan to do.
Impact. Impact
on my family and me. It was exhausting. There were some days when
I did something in the morning, something at lunch, and two or three
events after 5:00. I would come home and sit on my couch, and my
kids would try to talk to me and I couldn't talk to them. It was
just exhausting. Physically and mentally. And I got to tell you,
I don't think my feet will ever be the same again. I think I ruined
my feet for good. Because you go to these campaign functions or
cocktail parties and dinners and you stand on your feet and you
walk around and you don't realize what you're doing to yourself
until you get done and you say, Oh my gosh, I'll never walk again.
My husband.
I could not have done what I did without him, [without] the support
of my husband. He was there for me, and he went places with me.
He shook people's hands. When I needed him to be there with the
kids -- I have an 11-year-old and a 15-year-old daughter. I have
two daughters, when I needed him to pick them up and take them places,
he was there. And I could not have gotten through this the way I
did without his help and support. The other thing that he was there
for is as a law partner. I was able to refer any cases that came
in for me to him and my associate. And that took a lot of the burden
off me. I was -- I was probably one of the few people -- I still
came in the office every single day, and I stayed there from early
in the morning until late at night, and I still had cases and still
had things that I did follow up on, but I did not take any new cases
towards the last half of the campaign. So I was very fortunate to
be able to do that, and that gave me a lot of time to go out and
campaign.
My children.
They were troopers too. They did say to me that if they don't have
to do another parade for a while, they'd be extremely grateful for
that. They went to the candidate functions. My 15 year old drove
out to the Moapa Valley with me. She'd never been out there before.
She said, "Where do they shop, mom?" And she was asking
one of the girls who lived there about living in a rural community,
what it was like, and she met a lot of people. She stood right by
me and smiled and shook hands and campaigned, and this was a great
experience for her. My kids went to a lot of candidate functions.
Voters saw
that I was someone who had family, and I think that reflected positively
on me. So I -- it really does help when you go through this experience
to have the support of family, and I really think it does make a
difference. And the word that will probably live forever in my family
is "function." "Do you have another function to go
to, mom? What function are you going to tonight?" We did a
lot of functions together.
The media campaign
was a necessary evil. Since I was running against an incumbent,
and believe me all the way through, I heard people say you're running
against an incumbent, you're running against an incumbent, how do
you think you can do that? You know, it's going to be -- it's such
a hard thing to run against an incumbent. Well, when I analyzed
where I was going to run, I could have gone in an open seat. There
were two -- there are 20 and 21 new seats. Department 7, Judge [Thomas]
Gibbons vacated, and department 10, Judge [Jack] Lehman was retiring.
We had weeks and weeks and weeks of discussion trying to decide
where I was going to run and what would be best for me. I eventually
determined to run for the Department 5 position. Despite what some
people may have reported, there was no person issue that caused
me to run in the department that I ran in.
I looked at
the situation and decided to run where I could have had the most
impact, and I would know what I was up against as opposed to running
in an open seat where, as it turned out, in one department they
had five people running and in another department there were four
people running, so I wouldn't know my opposition. I wouldn't know
what I was dealing with, until after they filed, and it would be
--it would be a different situation. So when I decided to run in
Department 5, I knew what was there, I knew what issues could be
used and could be raised, and there was a great deal of contrast
in our campaign, and I also think that serves people.
The media is
incredibly -- and when I'm talking about media, I'm talking about
my television campaign, and direct mail, and I think that this particular
race because of the issues raised and because of the difference
in folks that were running, I did get a lot, there was a lot of
press out there about my race, when I don't think there normally
is. And so I think that also was very helpful. You can't be everywhere
in Clark County. You just can't. I didn't make it to Searchlight.
I didn't make it to Laughlin. But I went a lot of other places.
And so you got to do what you have to do. I did television as probably
many of you know. And I did direct mail. And it really was difficult
for me to accept the fact that direct mail works because I don't
know about any of you, but when you get it in the mail, and you
get so much of it, I -- you know, until this election when I'm reading
everybody's direct mail, you usually get it and a lot of it goes
in the trash.
But my consultant
told me that's the only way to get your name into the hands of the
voting public, because on television, even though television reaches
a lot more people, how many of those people are actually going to
vote? The target mail is directed at the voters. You got those lists
from the election front, and it really helps. So I didn't use any
radio at all. My campaign was basically a combination of grass roots
-- intense grass roots -- TV, and direct mail. And that ends up
resulting in a 51 to 39 percent victory on election day.
The issue regarding
campaign funding, and I know that's going to be addressed later
-- I know there's some talk about trying to have publicly funded
elections, but I don't know in this day and age in our state [if]
that's going to work based on the budget deficits that we have and
whether the public would be amenable to having elections funded
for judges. I don't think so. I suspect it's going to stay the way
it is, at least for a little while. I hope Judge Pro was wrong and
we don't see a move to shorter terms, with things like elections
every two years. I need six years to recover.
AUDIENCE MEMBER:
Due to the fact that you worked so hard during this campaign, and
by the way, you're visiting all of these groups, I'd assume your
opponent did the same thing. I'm sure he campaigned. In view of
the experience you had during the election, do you think that judges
should be elected or appointed?
JACKIE GLASS:
I believe they should be elected. I don't think that I would have
this opportunity to be a judge if the position were not open for
election. I think that it's important that we have people who want
to run for elected office, who want to be a judge, [and] to give
them the opportunity to be able to run as opposed to trying to be
appointed and then retained.
AUDIENCE MEMBER:
You give all the credit to the medium of your message. What about
the content?
JACKIE GLASS:
The content -- well, the content went along with it. The content
was that I first went out and said everywhere [what] I could say
-- that I would be a full time hard working judge. That was my message.
And I did not say a word about my opponent until the end, and then
that message was he's not there. He's not coming to work, and these
are some other issues regarding his rulings and his sentencing that
you need to be aware of. So the message was there. I mean the message
was important as well, but for most of the campaign I went out talking
about me, and what I planned to do, and never once out in a speech
or talk even acknowledged that there was somebody else that needed
to be looked at. But in the end you certainly brought the message
home with the content of what was in the mailers and on TV. Yes?
AUDIENCE MEMBER:
I had a question about the endorsements. A lot of people when they
go for endorsements, they go for the DA's office, the Defenders
Office, the Police Department. Well, as a lawyer you say you disqualified
yourself. As someone coming before you on the bench -- take a lawyer
for a defendant from your firm --
JACKIE GLASS:
Oh, I cannot have the person -- anybody -- who I've represented
appear in front of me.
AUDIENCE MEMBER:
But right now we have the former DA who is now in Department 17
taking over civil cases. He in essence is the lawyer for the LVMPD.
So since he is technically he represents the Las Vegas Metropolitan
Police Department, do you believe that there is technically bias
that could come because of election through that. Saying that he
would almost have to disqualify himself in every case.
JACKIE GLASS:
There is a real move, and there has been for judges to be discouraged
from recusing themselves because of conflict. They really the court
administration and the Supreme Court and the court and the judges
-- don't want to see people conflicting out of cases very easily.
I don't think that just because David -- you're talking about David
Wall, right?
AUDIENCE MEMBER:
No. Stewart Bell.
JACKIE GLASS:
Oh, Stew Bell, the DA, I'm sorry. Stew Bell as the DA now sitting
as a civil judge I don't know that he'd have to conflict himself
out. I think that's a question that's better served to ask Stew.
Because I was in private practice, my former clients cannot appear
in front of me. My husband and former law partner will not appear
in front of me. My associate won't appear in front of me, and anybody
who is a tenant in my law building is not coming in front of me
because there's a relationship there, and they're on my list and
they're not coming in front of me. That's fine. As far as whether
Stew will have to recuse himself, it's whether when he sits and
looks at people in front of him, whether he feels that he can't
be unbiased and can't be fair, and I think he'll have to make those
judgments on a case by case basis.
AUDIENCE MEMBER:
Okay, and you don't believe that any endorsements by the Police
Department. Things like that --
JACKIE GLASS:
No, I mean, I was endorsed by all the major police departments,
and if I had to recuse everybody, all the police officers, I wouldn't
have much of a criminal calendar.
AUDIENCE MEMBER:
Right. But if they were appointed instead of endorsed by you, these
individuals might look better.
JACKIE GLASS:
And in the appointment process, if people were vying for appointments,
I still suspect that there is a sort of endorsement procedure and
to get their voices heard and to have influence on whatever body
is going to be making the appointment, so I think that there would
be the same problem whether it was election or appointment, in the
back.
AUDIENCE MEMBER:
I agree with you as far as I think it's better for the most part
that judges are elected but one of my biggest concerns is no judge
ever runs on the platform that I'll protect the defendant's Constitutional
rights. I think many times and in many ways judges are very reluctant
to find the opportunity or go with defendants, whatever it might
be, [and find them] not guilty for fear of being deemed the person
that's soft on crime. I think that poses an extremely troubling
situation for society at large because particularly in the Municipal
Court, when all the trials are bench trials, I have -- my tendency
is to believe that most judges are for the most part rubber stamp
the case. How would you respond to that?
JACKIE GLASS:
I've been a criminal defense attorney for the last 12 years, and
I've actually had motions ruled in my favor. Down in Muni Court,
I've actually won a number of trials. From your perspective, and
I'm -- in Muni Court they handle misdemeanors, not that they're
been important to the people who come -- who are charged with these
misdemeanors, but it's not a court that's so high profile that there's
somebody sitting there watching what the Municipal Court judges
do all the time. I know what the issues are as far as what comes
before us on those issues in protecting people's rights. I have
to be able to do what's right and what's fair and what's just. That's
what judges do. So I know that there's thinking that we have to
be mindful of what is politically correct and it can't be that if
you're so worried about somebody's going to say and the criticism
you're going to come under because of your decision -- I've got
to be able to live with my decisions. And I wouldn't be able to
sleep at night if I made a decision that I made for political correctness
as opposed to what's right for the person who's appearing in front
of me.
AUDIENCE MEMBER:
I'd like to follow up. You said that you wouldn't believe you'd
have the same opportunities if this was an appointment process.
Why?
JACKIE GLASS:
Well, I wasn't politically active then. And I wasn't in the political
process of knowing the people who make those decisions, and I've
been here 24 years. I don't have any connections to anything. I'm
just me. And so I think that the only way that I was going to ever
become a judge was to run and be elected by the people as opposed
to being appointed.
AUDIENCE MEMBER:
There's been a lot in the news about campaign contributions, but
how would you, as an elected judge, feel about an across the board
cap on campaign spending? The reason I'm asking is we think there's
a lot of voter apathy and specific situations in the state of Nevada
to get the people out to the polls. The people who do show up --
some just pick the name they see the most, whether or not that person
is qualified. How would you feel about having an actual cap per
candidate on campaign spending? For example, $50,00 per candidate
you can spend on advertising. How would you feel bout a cap on those
funds?
JACKIE GLASS:
If it was equal to everybody, I don't know that I would mind a cap.
I still think that what made the difference in my race was the grass
roots. In this election cycle, there were 21 District Court judges
that were up at the same time, and then there were six Family Court
judges that were up, so that's 27 judges that are all out there
with their hands out saying I need a contribution, please help me.
JEFFREY STEMPEL:
There is a bi-annual survey of the Bar of the judiciary that's conducted
by the Las Vegas Review-Journal and the Clark County Bar Association.
Our next speakers have been instrumental in that survey.
Ten Years of Surveying Nevada Judges:
A Sociologist's Perspective
Donald Carns and Nancy Downey
DONALD CARNS:
I'm here principally to introduce Nancy Downey. It's really her
work. But I would like to tell you just a little bit about the history
of this and how it came about. I actually -- I was a Journalism
major for about a year-and-a-half back in undergraduate days, and
I think I got a little ink in my blood. So when I came out here,
I just sort of fell into it -- I had a background in survey research
-- I kind of fell into a role at the Review-Journal. Initially through
[Managing Editors] A.D. Hopkins and then Tom Mitchell, I met you,
and I think even [Publisher] Sherm Frederick came down and blessed
it at one point or another, but what I was asked to do was to design
up a system whereby we could evaluate the judges in town by using
lawyers' input.
I initially
designed the evaluation form. We had various conversations about
it. We got it down to a point where the RJ felt that, you know,
it was appropriate, and I did too, and so the first couple of those
biannual estimations or data collection routines took place. I,
of course, faded out of it at that point and Nancy came in. Nancy's
a professional survey research person, actually one of my students
at UNLV, one of the best in fact. But I in no way take credit for
her work. She has been providing for us data on a biannual basis
of how lawyers look at judges from the point of view of a number
of issues. And this has of course been published in the Review-Journal
as well as it's available in a report form from Nancy's shop.
NANCY DOWNEY:
As Dr. Carns mentioned, we started doing formal reports in 1994,
and I wanted to tell you about some of the challenges that we face
from a methodological standpoint. First of all, the survey instrument
must be a blend of cost effectiveness regarding printing, mailing
costs, data entry, efficiency and ease of completing the form to
encourage high response rates. We sought a format that people would
complete, that would not take very long, and that would also be
clear and understandable.
We also had
the challenge of increasing the level of trust in the process itself,
particularly in the process of anonymity. And if you are not familiar
with the questionnaire, I have copies up here that you may review.
We ask the attorneys who receive these to sign an Affirmation Card
showing that they are the ones that filled it out because obviously
we have to safeguard against fraud to protect those who are being
evaluated, and while at the same time asking the respondent to trust
us to live up to our end of the bargain. So that when we receive
the Affirmation Card that proves that individual is qualified to
complete the ballot question that we sent out. We separate the names
from the ballot, and then at no other time are we able to identify
who made the comments and completed the responses on that, so that
all of the data that we select just becomes numerically merged into
the entire report.
The rules are
stated in the instructions. After mailing, there is an honor system
requiring the parties to be responsible and act with integrity and
neutrality. Despite the instructions, there are unusable ballots.
For example, in 2002, 2,986 were mailed. We received 713 back, but
only 676 of those were eligible for inclusion.
[Here are]
some of the problems that we encountered with the ballots that came
in. Four percent were returned without the required affirmation.
We did not tabulate those. About one percent was received after
the designated closing date. And obviously when we have a deadline
-- we have to report this, so the newspapers can have time to review
it and come up with their stories. We had to have a cutoff point,
and we also had to look at the overall percent of return and decide
if this is representative of the population that we're sampling.
The percent of return in the state is pretty consistent, between
21 percent and 27 percent. It fluctuates just a little bit from
year to year. And those are just approximate. When I say that it's
approximate, [it is] because the actual number that we send out
compared to the number that we receive -- how we calculate that
percent of return -- does not give the true picture of the number
who might be eligible to complete the questionnaire to begin with.
The response rates are actual rates of return, and do not reflect
the true rates of response. It's difficult to determine the size
of the eligible population of attorneys because of self-selection
as to eligibility. Attorneys decide, once they read the rules, whether
they are eligible. They also need to decide how much they appear
before certain judges, how knowledgeable they feel about those judges
and if they feel qualified to respond. So we have not been able
to track or compare what the actual population size is that we're
surveying. So there's a challenge that we could try to work on in
the future to get more specific.
The way they
return those questionnaires is interesting as well. Twenty five
percent return them in the first three days. So we know that there
is some interest, and there is a conscientious attempt not to procrastinate.
To get these things in, but of course the rest of them, 75 percent
of them, are returned within the first two weeks, but they trickle
in over a period of four to five weeks. So we do like to allow enough
time for them to have the time to return.
Another challenge
is developing rating scales and ways of comparing each judge's score
to the others. So an adequacy score was added, I believe, in the
year 2000 study, that was a way to track the judge's overall performance
on all questions, rather than having to compare each judge on each
and every question that was asked. So the adequacy score is really
the cumulative average rating. It's the sum of the "adequate"
and "more than adequate" categories of responses divided
by the total number of questions. So we get kind of an average score
for the whole questionnaire.
We also calculate
a retention score. The number of people that believe the judge should
be retained versus the people that believe they should not be retained,
and we put those in a hopefully user friendly kind of chart with
the retention scores to compare judges year to year as well as between
judges. So it's a good way to track someone's evaluation scores
if they have been in office for a period of years. You can see if
there's been an improvement or you can see if there's been a decline.
AUDIENCE MEMBER:
Who pays for the surveys?
NANCY DOWNEY:
I was contracted by the Las Vegas Review Journal and the Clark County
Bar Association, in combination, so I'm not sure exactly what percent
each of those pay into that. I consider both to be my clients.
AUDIENCE MEMBER:
Have you ever considered asking the people that appear in the arenas
themselves besides the lawyers, cause it's like -- it's a little
bit of a fox watching the hen house going on when you ask the lawyers
if you know a judge or rate one of their own. Have you ever considered
the participants, people that have appeared before them?
NANCY DOWNEY:
We haven't so far, but I would be happy to extend the scope of my
research because it's something that we could do. It would be another
challenge to include that and compare the data. It certainly is
feasible, but whether or not the clients want to include that as
part of the research process is up to them.
JOHN CURTAS:
I have to disagree with the last questioner. I'm one of those chickens
that watches the foxes. After biting my tongue for two years, I
look forward to getting this thing, and I think both positively
and negatively. I think this is one of the most critical and important
things that's done in this county with regards to the legal system,
and I applaud you for the work that you're doing. I am appalled
when I talk to lawyers that throw them away or don't send them back.
And I rail at them. So I'm doing my part to get that 25 percent
up as much as I can. I do have one suggestion. We have at least
three offices now that are making decisions that are very impactful.
And they are appointed. They are not elected in the same way. They
are appointed by the judges. And they are the Probate Commissioner,
the Discovery Commissioner, and the Arbitration Commissioner. And
I would very much like to see those offices included in your next
and future surveys.
AUDIENCE MEMBER:
I would just like to know, is it open to the public? Do you have
the reports that people can go and request?
NANCY AKRIDGE:
My reports were sent directly to the Clark County Bar Association.
I retain all of the database files and the reports on disk, and
I have been asked to count this for access at the County Center
for Survey Research here at UNLV. That is in the process of being
setup. In other words, researchers can actually get to see the database
as well and perform further studies on this. In fact what I don't
do in here, and which people have asked me to do later, is sometimes
compare responses by gender, let's say, or compare responses by
their -- the number of years that the attorney has been in Las Vegas.
Those kind of things, we can always do cross tabulations to get
some more information.
CAM FERENBACH:
I just want to say, and I'll introduce myself I think in a minute,
[that] I'm the President of the Clark County Bar Association this
year. It's a volunteer job. I don't get paid to do it. In any event,
we end up with a box full of those after it's over. We send each
judge one, you know, but they're available for five dollars at our
office (530 South Ninth Street, corner of Bonneville and Ninth in
Downtown Las Vegas; 702-387-6011), as long as they last.
DONALD CARNS:
Just chat on that. If an attorney were to submit a false affidavit,
he's at risk of losing his law license. I can't think of a rational
attorney who would do that just so that they could take a jab at
somebody on the survey. I appreciate the point that it's fair to
evaluate the trust and verify, but I think the risk would be so
high that if even a lawyer were to attempt it to editorialize and
submit an inaccurate affidavit -- I can't think of anybody who would
do that.
NANCY DOWNEY:
The main reason we validate those by Bar number is so that we don't
get, let's say, 10, 20, 30 surveys with the same Bar number, because
obviously we don't check signatures or anything like that, so --
but if we happen to get too many, you know, kind of ballot box stuffing,
we would notice that.
AUDIENCE MEMBER:
Has there been any sort of systematic follow up with, you know,
segments or things like that or stratified sampling to try to get
a picture of whether the respondents are different from the nonrespondents.
For example, would it be possible that plaintiffs' lawyers respond
in inordinate numbers, or that defense lawyers respond in inordinate
numbers. And I'd be curious as to whether there's any relationship
or whether anything can be done to make sure that it is a representational
process?
NANCY DOWNEY:
I did not compare those to see if they were representational, but
we do have a table where we talk about the type of practice of the
respondents. Some people elect not to answer that question. Sometimes
we don't even know the gender. There might be some. In fact, there
were 4.6 percent that did not tell us [whether] they were male or
female and we have no way of knowing that.
AUDIENCE MEMBER:
What if we reverse the process and have judges evaluate the attorneys?
CAM FERENBACH:
I think Dick made the first comment that you do that everyday. When
you go in and argue a case in front of a judge, you get some type
of feedback pretty quickly. But I think the other thing is -- I
mean, we do have the Martindale-Hubbell rating system which judges
are participating in, that is, you know, an ongoing process. Of
course that's acommercial enterprise, and is not foolproof, but
[it] is helpful.
JEFFREY STEMPEL:
Cam Ferenbach of the law firm of Lionel, Sawyer & Collins, the
President of the Clark County Bar Association is already known to
the audience. Joining Cam is Constance Akridge from Wadhams & Akridge. Connie is the president elect of the Clark County Bar as
well as an active litigator.
Keeping Judges Accountable: An Attorney's
Perspective
Cam Ferenbach and Constance Akridge
CAM FERENBACH:
Let me just take a minute here and explain about the Clark County
Bar Association because we have quite a cross section of people
here. There is the State Bar Association, the State Bar of Nevada.
That is the organization that administers the Bar Exam. If you're
going to be an attorney in this state, you have to pass the Bar
Exam and be licensed by the State Bar. You violate rules of ethics,
you're subject to disciplinary procedures from the State Bar of
Nevada. That's a completely separate entity from the Clark County
Bar. In fact it's pretty much an arm of government. It answers to
the Nevada Supreme Court. It answers to the Nevada Supreme Court.
The Clark County Bar Association is strictly a voluntary organization
of lawyers that frankly, I think -- if you go way back in our history,
it was an excuse to have lunch, like a three martini lunch once
a month, that's, it was kind of like a lodge really. A bunch of
old boys that weren't even -- in fact they used to meet at an all-male
club downtown. So our history may be a bit tarnished, but we have
come a long way. We really have. And now we are very proud to say
that we have more than 2,200 members in Clark County, the Clark
County Bar Association. They pay dues as volunteers, they pay their
dues, they support our programs. We have various volunteer programs
in town.
You may have
noticed that the Downey Research Center sent flyers out to 2,900
lawyers, not 2,200 lawyers, and the reason for that is that Downey
Research sends the flyers out to every licensed Nevada lawyer in
the County who has an address in the county and [which] happens
to be their residence address in the county, because that's the
way the State Bar organizes itself by residences, not office addresses.
And the reason they do that is of course that some law firms have
offices in various places and attorneys go back and forth, and because
the State Bar
elects their representatives by where you live, they're organized
by residence. Last year there were 2900 licensed Nevada lawyers
of record with residence in Clark County. Each received a survey.
As to the issue
of impact, I have practiced law for more than 20 years. So I was
a lawyer in state court for 10 years when there was no survey, and
I've been one for about 10 years now when there was, and I can tell
you from a lawyer's point of view, there's a world of difference
from my earlier life as a lawyer in court. During the first ten
years, of course, I was new, judges didn't know me, and all that.
They didn't really care much what I thought about how they were
doing their jobs. They were the judge, I was the lawyer. Like it
or lump it. If I needed to sit there for a half an hour before they
come on the bench, well, that's too bad. You know, I'll just wait
and bill my client for that, and you know, they're not going to
read the briefs and just decide it based on how they feel in the
morning. I was not going to stand up and argue with the judge, say "Hey, you're not doing your job right." I mean, I'm going
to resemble Rumpole of the Bailey, with a certain amount of groveling.
Who of us knows
really how many voters read the RJ pole and how they're influenced
by it, but you know what? The judges are concerned about that. And
it made a big difference in the way they treated lawyers in court.
Now whether that's good or bad for society, I don't know. But I
can tell you I'm a big supporter of this program, it's made my life
better, and I do believe it has enhanced the operation of the judicial
system and maybe even [increased] access to justice issues. The
Survey is bi-annual. It presents a significant burden on the County
Bar to run this program, but again, I think it's a very good one.
During the Fall 2002 election I would conservatively estimate that
among my friends and acquaintances in town, I probably got 40 calls
asking me who should I vote for, for judge. You know, it makes sense.
Lay persons just do not know who the judges are. The judges appreciate
the impact of the Survey and have become accountable.
Independence
and accountability present twin issues in tension. What things are
important to accountability? What things are important for independence?
We've designed the survey to try to make judges more accountable
but to be fair as well. Occasionally one hears rumors of concerted
efforts to respond to the Survey in a way that will hurt or help
certain judges. But attorneys have a professional responsibility
to be honest, particularly if the lawyer signs that affidavit. The
Clark County Bar Association that I know and the lawyers that practice
here make it hard for me to imagine that that would go on. But feelings
run high and some people aren't happy with what's said, and rumors
get started.
The system
works on the integrity of the lawyers, who are officers of the court,
doing this the way they're supposed to do it. My belief is that
on the whole everyone has done it. I mean, I don't know all the
judges, but I've read the reports and there are some things that
were, you know, on the whole. More often than not, I pretty much
agreed with the numbers [that] came out. There can be concerns over
the overall score and the Survey format, when it is published, in
which both a positive comment and a negative comment are given about
each of the judges in the Survey. The comments are anonymous. They
come from articulate people, lawyers that talk for a living, and
they can think some real zingers, and it's hard for the newspaper
to resist printing those negative comments. Unfortunately, you may
have a judge with a 98 percent rating in being fair on gender but
this is tarnished by an isolated comment that this judge "never
rules for a woman lawyer." How often will the average reader
look at the numbers and see, hey, this is a 98 percent fair rating?
Instead, they may remember the isolated comment that this judge
"never rules for women."
CONSTANCE AKRIDGE:
Methodologically speaking, we could turn those comments into a number
code system and rate them, you know, on a certain scale as to positive
or negative, and give you some statistics on that. Currently, however,
we don't analyze those comments. We just turn those over to the
client.
CAM FERENBACH:
Or at least some way to make sure that if the comment is reported,
it be vetted to make sure it's consistent with the overall fair
-- I think it should be fair overall. Yes.
AUDIENCE MEMBER:
Why don't you do this kind of survey for federal judges, or do you
really believe they are so completely immune from being responsive?
CAM FERENBACH:
When we had our last meeting with AB and doing up the survey, it
caused me to think that the survey really has another function,
and I think making this handout available to all judges partly serves
that function. It's a feedback mechanism to the judges. I mean,
there's very detailed information in there, and if they want to
take it for what it's worth, they can get feedback. So for the federal
judges, it would be a way to give feedback to them even though there's
no election going. I do happen to know without going into any detail
[that] there's not a lot of interest in the federal bar to have
it included in the survey, and the concern that it might create
new problems. Federal judges are rated by other organizations. Surveys
are done, information is available, whether it's done through the
government or commercially. There is evaluation on the national
level already -- the Review-Journal would be that interested in
it? Maybe they would, but I don't think the County Bar would.
AUDIENCE MEMBER:
Do you feel that judges should be elected or appointed?
CAM FERENBACH:
Overall, I would prefer something like the Missouri plan or modified
Missouri plan. The main reason is that there have been some elections
over the years -- and maybe they can talk about them some more --
that really degenerated into [the situation] when you have one person
running against an incumbent, you know, all kinds of accusations
get made, it becomes personal, and all this sort of things. I think
that if you have this appointment process with the proper safeguards
and have it open to any qualified attorney such as Jackie Glass
-- I think she's downplaying her ability to be able to get appointed
if she really wanted to under an appointment system. But be that
as it may, I think an appointment system with some type of retention
where you either retain or not, so that if the judge for whatever
reason is perceived by the electorate as not doing his or her job,
they could be removed and then, you know, then someone else could
take the place.
When you have
direct elections, then you have the fundraising thing and maybe
this was supposed to be an attorney's perspective. I don't think
I have to say much what the attorney's perspective is when there's
27 judges running and every one of them is calling up your law firm
wanting money. You know, it's just -- it's unseemly; it creates
all the wrong impressions to lay persons thinking everybody's got
to pay off the judges in order to get a fair shake. It's not true.
I believe that Judge Glass was accurate, and really, every judge
that I've appeared in front of is trying to do the best job he or
she can do to fulfill the oath. But it certainly creates a terrible
appearance when during these election cycle every lawyer in town
that goes to court feels pressured to give money to judges and show
up at these functions and make sure that, you know, it's not because
you think you're going to get favoritism by giving them money, but
somehow a concern that if you don't give them money, and that everybody
else does, you know, it just creates a very bad view.
AUDIENCE MEMBER:
How about term limits or a single, long term for judges? Or, you
can have judges serve your tour of duty. After you've been a lawyer
for five to seven years in the state, your name's put in a lottery,
you're picked to serve the term, four to six years. Your name is
removed from that lottery after you served your term. That way there's
problem with fund raising or running for reelection.
CAM FERENBACH:
It would almost be like being jury duty for judges only a little
bit longer. That's an interesting proposal. You would have to consider
the issue of compensation. There are a number of federal judges
making a lot less money now than they were when they were in private
practice. But of course they have the long-term protection.
AUDIENCE MEMBER:
Yeah, as a member of the voting public, one of the problems I see
is evaluating the candidates. There's no way for the average voter
to determine the competence of the judges seeking reelection, and
we know that there are incompetent judges. And we know the attorneys
know the incompetent judges, and we know the judges know who the
incompetent judges are. But this has never crossed course so that
I can make a decision
JOHN CURTIS:
I think by and large there is a lot of information out there. I
mean I saw all sides as a candidate, and as a candidate you subscribe
to everything and you watch numbers everyday, whether you want to
or not. Many days you don't, with you I think if you pay attention
-- a voter who pays attention to both our newspapers, and the TV
reporting and watches the commercials, I think you can get a pretty
informed education about the qualifications of the judicial candidates
and read the survey. I mean, you have to make the effort. It's not
as easy as lining up the partisan of [Democratic congressional candidate]
Dario Herrera, you know, versus [Republic Congressman] John Porter
to see what they stand for. You have to dig a little deeper, you
have to pay closer attention, but by and large, I would say, I was
impressed by the media's attention to the judicial race, including
the judicial poll, and any voter who wanted to read everything and
wanted to go on the Web and see things and pay attention to these
surveys, could find out an awful lot about the candidates and make
-- maybe not as informed a decision as Cam Ferenbach can make, or
Connie Akridge, but certainly an informed decision based upon what
the media is putting out there about the judicial candidates.
AUDIENCE MEMBER:
I worked in polling places, and seen the voters come in, and some
of the questions they ask. The average voter it's the number of
people who do the research to determine whether this person is competent
or that person is incompetent. It turns out the overall voting public
walks in I had a lady walk in, she says where's the button I push
for the Democrats or Republicans. This is the mentality.
CAM FERENBACH:
I think [this is the case] in some states. There are about a dozen
or half a dozen jurisdictions that have partisan elections. In thinking
of -- this may not have time -- but what I argue is if voters really
are relatively clueless, particularly when we have a cavalry charge
of 27 offices or something, maybe party cues are better than nothing.
You know, you say, "I'm a Republican, I'm a Democrat" -- [that] means something.
CONSTANCE AKRIDGE:
I actually don't have anything to add to what Cam presented about
our CCBA's involvement in the judicial polling process, but I do
have some documents that I'd like to distribute that I think would
be helpful to everyone, not only for the afternoon session, that
are more about judicial appointment versus election. And one is
the poll that Judge Pro mentioned this morning that the ABA did
regarding judicial impartiality, which indicates that people by
and large, a majority of people, prefer to elect judges. They think
selected judges -- 75 percent said -- that elected judges are more
fair and impartial than those that are appointed. And there are
a number of other findings I think you will find interesting.
There's also
a sheet in here regarding where we are in terms of -- where Nevada
is in terms of whether we appoint or elect. We're among seven other
states, I think, or 17 other states, that have the elections --
actually 14 other states. We're within 14 other states. Seven states
have partisan elections, and so forth. This is kind of off my topic,
but I thought it was important to bring this information.
The other thing
I wanted to hand out was an article by [Las Vegas Sun reporter]
John Ralston showing the contributions to judges in this year's
campaign. John Ralston notes in his article that Mark Gibbons raised
$244,000. These are all issues I think that go to the perception
of impartiality and I think it goes to why the Clark County Bar
Association has decided to participate in the poll and do the judicial
evaluation. So I'm going to hand these out.
Improving Judicial Selection: A Legal Scholar's Perspective
Jeffrey W. Stempel
JEFFREY STEMPEL:
Interesting. And [here] is another issue. I mean, what I'm going
to try to do -- and maybe I'm the skunk at the garden party because
certainly I know now that the public likes elected judges -- but
my perspective [is] billed as a legal scholar's perspective, so
I think this is probably the view that most people in law schools
have, that the appointment system, first and all, has certain advantages
over an election system. Well, that's different than saying -- I
think even people who are in favor of appointing judges, judiciary
want it to be in the sunshine. So you ought to have information
accessible, at least to the extent it doesn't endanger lives or
things like that. I wouldn't want to see posted judges home addresses,
their security codes, what kind of car they drive, license plate
numbers, and things like that. But let me just read you, this actually
appeared on election day, it was an Op Ed piece by a columnist named
Steve Chapman, who put it perhaps more pithily than I could, although
I don't know if I feel this extreme about it. . . . He calls electing
judges probably a hyperdemocracy, the part where you elect the dogcatcher,
and I would even apply some of these things to Constitutional officers,
treasurer, auditor, comptroller that you find elected in most states
where they're usually cabinet level appointees at the federal level.
And of course the discussion in his view tends to be a little bit
debased. Not many judges get elected by promising to scrupulously
respect the Constitutional rights of every defendant.
A comment that
was made earlier -- judicial elections just impose a burden on people
charged with crimes as well as a burden on all the people who are
expected to vote in elections. Most of us can't know enough to cast
sensible votes. We might as well be filling these offices by picking
names out of the phone book. Well, maybe that's where we're going.
Americans love democracy. But do we need so much of it? A person
who has two cats is an animal lover. A person with 50 cats is touched
in the head. When it comes to self government, likewise, there's
a difference between healthy impulse and uncontrolled mania. And
perhaps that's a little extreme, but I would argue that we may be
on the verge of that. Maybe this election is an exception because
of the salary, but in particular, [given] the political science
literature, I believe people will back me up on this, when I hear
from my friends in the Political Science Department, you do get
less and less information as you go down the line in offices. Most
of us can even a not very sophisticated voter -- can pretty much
tough out the difference between George W. Bush and Al Gore. May
not have all the nuances of their various positions in all areas,
but there's a lot better understanding of that than typically of
the lower level offices, particularly when you get a cavalry charge
of lower level offices. John's point is well taken. The stuff is
out there, but you have to dig a little bit for it.
I should have
brought with me the various photo guides that the various newspapers
get. When you pull them open, you get about a paragraph on each
judge. And that makes it, you know, from an academic's perspective
-- you think this just isn't enough information. I subject students
to approximately 50 classroom hours studying evidence. I hope they're
preparing at least a couple hours for every hour in class and hope
they're spending 40 or 50 hours cramming for the final and sitting
for the final. They're spending something like 100 to 150 hours
to get three credits of evidence, if they're doing it right, to
understand this sort of issues. How can the average voter really
understand as much about the technical things that a judge does,
ruling on evidentiary questions, ruling on summary judgment, running
the procedural aspects, applying Constitutional doctrine to the
situations, interpreting statutes, reviewing legislative history,
how well the judge picks the law clerk -- are they good law clerks,
or are they bad clerks? You can study some of the things that happen,
overlaying. I do think the Clark County Bar Association survey is
wonderful for that. You can study whether the judge is gracious
and courteous to litigants, whether they're abusive, whether they're
unkind, whether they're in the office. It's pretty tough for lay
people. And I hate to be an elitist from the ivory tower about this,
but it is just darn tough for the lay people who haven't had three
years of legal training, let alone legal experience, to be evaluating
the bench in that regard. And I think that's the problem. I'm going
to suggest that an appointed judiciary is better, both for these
prudential and procedural reasons, and prudential policy reasons.
I'll return to it a minute.
I also want
to argue that it's not inconsistent with our democratic theory.
The democratic theory of course -- and people can make wry comments,
[but] you know, we really don't have a democracy so much as we have
a Constitutional republic. We don't put everything through plebiscite,
right? We elect representatives, we elect executives. The federal
model of course is the most common. And it's one in which by definition
the judiciary was not to be an elected office. But that's true with
so much of what goes on in governing, whether you're a big government
person or a limited government person, liberal or conservative.
The fact is that much of the governing in this country gets done
by people who aren't elected. Cabinet level appointees are a classic
example of the federal government, agency appointees, you know,
the upper echelon ones may need to be confirmed by the senate or
another body, but certainly middle management, upper management.
As one of my old professors used to say, most law in this country
is administrative law, and by and large, most of the people who
make it and enforce it and interpret it are not subject to election.
And of course, let's not forget about the people who hold only mild
official portfolios. I didn't vote for Carl Row, but he certainly
has a lot of say with what goes on in this country, and that's simply
going to be the case. So under that set of circumstances, where
we don't elect everybody, and we don't put every question to the
plebiscite, I don't think it's wholly inconsistent at the state
level, and at the federal level, to say that we can have an appointed
judiciary. And of course, as Judge Pro alluded to, we do have lots
of democratic controls. At the federal level they have to be appointed
by a President who's elected. They have to be confirmed by the Senate,
which is elected. And they can be impeached. It's not a widely used
cudgel, but it can happen. We have the jury system, at least in
the federal and most state systems, for most actions seeking dollar
damages. Most of your average tort and contract and other civil
litigation has a jury, which is by definition a small democracy.
We bring in average people and they're constrained to some degree
to follow the law, they are instructed in the law, but they inject
a certain amount of popular sentiment. We also have quality control
for appeal, and I should put in a plug for an intermediate appellate
court . . . because we worry about accountability and what we want
judges to be accountable for.
You're going
to get more accountability if you can get more in the appellate
review. Even if the results might be the same, if you get a written
opinion, in my view, having clerked for a judge and having seen
how he read the advance sheets and how much he used a judge in the
Eastern District Pennsylvania in Philadelphia -- he worried a lot
about what the Third Circuit said about him. I know Judge Pro pays
attention to what the Ninth Circuit does when it's reviewing his
cases. And if instead -- because of the press of business and because
of a lack of an intermediate appellate court -- the Nevada Supreme
Court is simply affirming or reversing and doing per curium opinions
to a large degree, they're providing less quality control feedback
for the trial court bench. When you do get a reasoned written opinion
critiquing the judge performance -- well, we're going to affirm
because we found a timeless error a judge actually really could
have done a better job on this point in the trial. Trial judges
in my view will take that to heart. And so that's another mechanism
that [works]. And of course we have it at the Supreme Court level
too. If you have another layer of review, you'd have more of that.
And so my view is that we are being consistent with democracy [if
we are] to appoint judges, subject to some safeguards, whether it
would be the federal model or some variant of it.
And of course
there's the Missouri plan which was alluded to. For the benefit
of folks who haven't been hearing this ad nauseam over the years,
the Missouri plan began in approximately 1940 in Missouri and the
system is simply one in which, as Cam well described, judges are
appointed and then subject to a retention election. So it's not
what I would call rock 'em sock 'em elections like we have in town
where you have candidate A and candidate B and probably attack ads
and things like that, as you have in a head to head campaign. It
would be a retention election. Should Judge X stay in office, and
in those circumstances there is quite a bit of popular control.
The real purists who love an appointive system would argue, even
though there might be too much popular control because it's in retention
election states like Tennessee and California where judges have
been perceived as too soft on the death penalty, [that] their opponents
have been able to mount a very good campaign. And again, that's
a campaign whatever your position on the death penalty, that's a
hard one to have a deliberation about in a 30 second campaign spot.
Either you let Willy Horton go on parole or you didn't, but what
was his record before? What were the considerations, what were the
legal issues? All of that is completely glossed over.
So I think
one could argue that at least for issues that are of great saliency
-- shall we call them hot button social issues -- even the Missouri
plan system has significant control and constraints on the judges.
And so part of my thesis is that you really do have plenty of democracy
for judges and you don't need hyperdemocracy for judges. Pubic sentiment
and control over judges can be expressed through their elected representatives
and the executives, and then through the appointment process, through
rewriting of the laws, through the funding of the judiciary. You
know, we don't want to bring up FDR's court packing plan, but it's
always there if the Legislature and the Executive really get angry
with a particular court. They can change it to some degree as well.
But more importantly,
I think, and more salient to this group, might be the public policy
concerns. I've alluded to one of them already -- the expertise factor,
the evaluation of expertise and technicality. Judges are a lot like
administrative officials. They do technical work. We like to think
that we were instructing people for three years in law school, that
this isn't something we could have done in six weeks. There are
some complexit |